Broker Check

LPL Financial Alliance


When you choose independence at PWA, you gain an in-house RIA (registered investment advisor) and OSJ (office of supervisory jurisdiction) of LPL Financial, one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA.

The firm's mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products.

More than 19,000 financial advisors and approximately 800 financial institutions* nationwide are able to rely on the firm's tools and resources, including sophisticated, dynamic technology that helps simplify and streamline your daily investment operations, as well as providing tools to compile even the most comprehensive financial plans.

When you’re backed by the technological services of LPL, you can also receive the following benefits:

  • One clear, concise statement for clients to peruse
  • Enhanced trading platforms
  • Access to Wealth Vision, powered by eMoney
  • In-house technology training

If you’re ready to do more for your clients, try using these investment advantages as a PWA partner.

*Source:"Corporate Snapshot". LPL Financial. September 30, 2021